FFIEC Examination Readiness
FFIEC Examination Readiness for Banks and Credit Unions
Walk into your next examination with documented evidence — not last-minute preparation.
Book a DemoThe Examination Readiness Problem
FFIEC examinations evaluate whether your cybersecurity program is functioning — not just documented. Examiners request evidence of daily operations: risk assessments, control testing, board reports, vendor oversight, and incident response.
Institutions that scramble to assemble evidence before an exam face findings, MRAs, and enforcement actions. Institutions that operate continuously produce evidence automatically.
What FFIEC Examiners Review
IT Risk Assessment
Current, documented risk assessment aligned to your institution's risk profile and updated as your environment changes.
Information Security Program
Written program covering all GLBA Safeguards Rule and FFIEC guidance requirements, with evidence of board approval and annual review.
Board Reporting
Evidence that the board receives regular cybersecurity reports and exercises meaningful oversight of the information security program.
Vendor Management
Third-party risk management documentation: due diligence records, contracts, ongoing monitoring, and critical vendor inventory.
Incident Response
Tested incident response plan with tabletop exercise records and post-incident reporting documentation.
Control Testing Evidence
Proof that security controls are operating — vulnerability scans, patch management records, access reviews, and configuration audits.
How Trumbull Prepares Your Institution
Pre-Exam Gap Analysis
We review your current documentation and control evidence against FFIEC examination procedures and identify gaps before examiners do.
Continuous Evidence Generation
Our platform generates daily evidence — endpoint scans, risk assessments, board reports — so your examination package is always current.
Examiner-Ready Documentation Packages
All documentation is formatted to examiner expectations: organized, indexed, and ready to produce on request.
Framework Transition Support
As the FFIEC CAT sunsets, we map your program to successor frameworks — NIST CSF 2.0, CIS Controls v8, NIST SP 800-53 — so your examination posture remains current.
Stop Preparing for Exams. Start Passing Them.
Schedule a demo and see how Trumbull keeps your institution examination-ready every day.
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